Strategic Legal Solutions for Financial Growth and Compliance
Financial structuring, regulatory compliance, and investment transactions are critical for the growth and sustainability of startups and SMBs. At Avvocats & Partners LLP, we provide expert legal advisory on financial regulations, corporate transactions, and investment structuring for businesses operating in India, the U.S., and Canada. Our goal is to help businesses secure funding, comply with financial laws, and manage financial risks effectively.
• Ensures regulatory compliance with corporate finance laws.
• Attracts investors and venture capital firms with a legally sound financial structure.
• Protects against financial fraud, liabilities, and non-compliance penalties.
• Facilitates mergers, acquisitions, and exit strategies with legal due diligence.
- Fundraising & Investment Advisory
- Corporate Finance & Regulatory Compliance
- Mergers, Acquisitions & Financial Transactions
- Debt Financing & Loan Agreements
A high-growth fintech startup in the U.S. sought Series A investment but lacked legally compliant investor agreements, financial structuring, and securities compliance.
Our Solution:
• Structured SAFE notes & equity financing in compliance with SEC regulations.
• Drafted investor agreements, shareholder rights, and term sheets.
• Ensured compliance with anti-money laundering (AML) and KYC regulations.
Outcome: The startup successfully raised $10 million in Series A funding, with a legally sound financial structure ensuring investor confidence.
Frequently Asked Questions (FAQs) by Startups
C-Corp (U.S.), Private Limited (India), and Federal Corporation (Canada) are commonly preferred by investors.
Startups must comply with securities laws (SEC, SEBI, OSC), KYC/AML regulations, and corporate governance. We assist in structuring legally compliant funding rounds.
Due diligence, M&A agreements, regulatory approvals, financial audits, and asset/liability assessments are essential. We guide businesses through every step.
Yes! We help businesses raise global investments, structure cross-border transactions, and comply with international financial regulations.
Lawyers
Annette H. Kabia
Strategic Partner – Intellectual Property
Jimmy Lai
Strategic Partner – Immigration (US)
Allen Oh
Strategic Partner – IP
Fred Simcha Wang
Strategic Partner – nternational Corporate & Mediation Practice.
